SFTR Training

SFTR training courses

Due to the unanimously positive response to our first SFTR training and preparation sessions in May 2019, REGIS-TR and Market FinReg have set up a new series of on-site courses for September. The course is also available online now.

Led by financial law expert Seb Malik, the day is relatively informal. Sessions are kept fairly small - 15-20 people - and last around five hours, with plenty of time for discussion and questions. Attendees emerge with a very clear view of what to report, how to report (examples are provided), the preparations they need to make and the tiny details they need to look out for to be confident of being ready for SFTR in good time.

The course is accredited by the Chartered Institute for Securities and Investment and accounts for 4 CPD points. The session covers the following areas in detail:


INTRODUCTION

Course materials

Course format

Objectives

4 TABLES

4 Tables  6 Reports

10 Action Types

Reports vs Action Types

OVERVIEW

What is SFTR?  The three pillars

Why is SFTR needed?

State of play

FIELD BY FIELD ANALYSIS

Analysis of ESMA validation rules for:

Table 1  Table 2

Table 3  Table 4

REPORTING BASICS

Reportable transactions

Product knowledge

Who should and should not report

Who to report to, and when

Reporting triggers and non-triggers

Quiz

REPORTING EXAMPLES

Repo: Bilateral

Repo: Chain involving CCP

BSB: Early termination

SL: Change in quantity

Collateral changes

Margin update

TRANSACTION REPORTING

Format

Trade/position level

UTI generation

RELATIONSHIP WITH TR

TR obligations

SFT validation  SFT reconciliation

Response to client


Booking and registration


For the in-person training course, please register here.

The training course is also available online at all times. Please register here.

20% fee discount for REGIS-TR clients

To secure your discount, please enter the coupon code RegisTRSFTR20 at checkout.

For further information, contact your Relationship Manager or email us at commercial@regis-tr.com.